Protected Investors of America, Inc., a full-service Broker/ Dealer and Registered Investment Adviser located in San Francisco, is looking for a Chief Executive Officer.
 

 
The next CEO of Protected Investors will join an experienced Board of Directors, a strong and dedicated home office staff, and an outstanding network of Investment Advisors. PIA is solely owned by our advisors and staff. The new CEO will report to PIA’s Board of Directors.
 

 
RESPONSIBILITIES INCLUDE:
 
Financial Analysis and Management
 
Compliance with FINRA, SEC, MSRB, and CA Dept of Corporations
 
Strategic Planning
 
Staff Development and Supervision
 
Advisor Support and Networking
 
Advisor Recruiting
 
Corporate Culture Support
 
Written and Oral Communication
 

 
PERSONAL QUALITIES:
 
Integrity
 
Leadership, vision, and ability to motivate
 
Collaborative, inclusive, consensus building
 
Energetic, resilient, flexible
 
Effective implementer and problem solver
 
Values and respects diverse business models
 
Optimistic, enthusiastic
 
A sense of humor
 

 
EDUCATION:
 
Advanced Degree preferred
 
Retail Broker/ Dealer and RIA management experience
 
Small BD/RIA experience a plus
 
FINRA Series 7 & 24 licenses required
 

 
To apply for the position please follow the instructions below. For more information about our company, please see our website: www.protectedinvestors.com.
 

 
1. Include “Chief Executive Officer” and your first and last name in your email subject.
 
2. Send a cover letter and resume by email (attachments will not be opened) to the anonymous email address above.
 
3. Address your cover letter to Hiring Coordinator.
 
4. Include your salary requirements in your cover letter.